Multicenter Tract-Based Analysis of Microstructural Lesions within the Alzheimer’s Disease Spectrum: Association with Amyloid Pathology and Diagnostic Usefulness
Abstract
Diffusion changes as determined by diffusion tensor imaging are potential indicators of microstructural lesions in people with mild cognitive impairment (MCI), prodromal Alzheimer’s disease (AD), and AD dementia. Here we extended the scope of analysis toward subjective cognitive complaints as a pre-MCI at risk stage of AD. In a cohort of 271 participants of the prospective DELCODE study, including 93 healthy controls and 98 subjective cognitive decline (SCD), 45 MCI, and 35 AD dementia cases, we found reductions of fiber tract integrity in limbic and association fiber tracts in MCI and AD dementia compared with controls in a tract-based analysis (p < 0.05, family wise error corrected). In contrast, people with SCD showed spatially restricted white matter alterations only for the mode of anisotropy and only at an uncorrected level of significance. DTI parameters yielded a high cross-validated diagnostic accuracy of almost 80% for the clinical diagnosis of MCI and the discrimination of Aβ positive MCI cases from Aβ negative controls. In contrast, DTI parameters reached only random level accuracy for the discrimination between Aβ positive SCD and control cases from Aβ negative controls. These findings suggest that in prodromal stages of AD, such as in Aβ positive MCI, multicenter DTI with prospectively harmonized acquisition parameters yields diagnostic accuracy meeting the criteria for a useful biomarker. In contrast, automated tract-based analysis of DTI parameters is not useful for the identification of preclinical AD, including Aβ positive SCD and control cases.
INTRODUCTION
Microstructural lesions of associative fiber tracts in Alzheimer’s disease (AD) likely result from primary cell loss in grey matter regions but also reflect primary white matter pathology such as myelin break down (for review, see [1]). Diffusion tensor imaging (DTI) can usefully be employed for the in vivo detection of such lesions [2, 3] showing moderate to high diagnostic accuracy in mild cognitive impairment (MCI) as a prodromal stage of AD compared with healthy controls in monocenter studies [4, 5]. In addition, a multicenter study from retrospectively pooled DTI data [6] suggested a high diagnostic utility (about 77% cross-validated accuracy) for the discrimination between amyloid positive people with mild cognitive impairment (MCI) and healthy controls [7]. In this study, DTI was superior to volumetric measures despite high vulnerability of the DTI parameters to multicenter variability [8]. This finding was very interesting because a promising biomarker for AD should also prove itself in a multicenter setting [9], which is much closer to the future application in routine care than a monocenter study.
Subjective cognitive decline (SCD) is a clinical at-risk stage for MCI and dementia [10]. SCD cases have a two-fold increased risk to develop dementia and a six-fold increased risk to develop MCI over on average four years of clinical follow-up compared with cognitively normal people without subjective cognitive complaints [11]. Several studies found significant differences in DTI parameters, such as fractional anisotropy or mean diffusivity, in SCD cases compared with controls [12–15]. Studies on the diagnostic utility of DTI markers, however, for the discrimination between SCD cases and controls are still scarce. One recent monocenter study reported an area under the ROC curve of 78% for the discrimination between 20 SCD cases and 22 controls, but only in the training sample, i.e., without cross-validation [16].
Since reliable acquisition across different sites is an important prerequisite for a potentially useful biomarker, here we tested group differences and diagnostic usefulness of microstructural lesion markers across the entire AD spectrum from a prospective multicenter DTI acquisition with harmonized acquisition parameters. The cohort spans from cognitively healthy controls through SCD and MCI to AD dementia. The current analysis focused on two endpoints, discrimination of the clinical diagnoses SCD and MCI from healthy controls and the discrimination of amyloid positive SCD and MCI cases, representing preclinical or prodromal stages of AD [17], from amyloid negative controls based on cerebrospinal fluid (CSF) amyloid-β (Aβ). We used tract-based statistics that was found in a previous multicenter reliability study to be less prone to multicenter effects than voxel-based analysis [8]. The motivation of our study was that if found useful in a prospective cohort tract-based statistics of microstructural lesion markers may be employed for risk stratification of study participants in future clinical trials.
MATERIALS AND METHODS
Participants
Data used in this study came from baseline data of the DELCODE (DZNE Longitudinal Cognitive Impairment and Dementia) study, an ongoing observational longitudinal memory clinic-based multicenter study in Germany [18]. A total of 282 participants from nine centers were included in this study. Two cases were excluded due to neuroimaging issues. One scan deviated in the number of slices (47 instead of 72) and slice spacing (3.5 mm instead of 2 mm). Another participant had a small falx meningioma and was excluded to avoid problems with the image processing algorithms. This left us with a final number of 280 participants from nine sites. DELCODE exclusion criteria dictate that no participant should have past or present unstable medical conditions, major psychiatric disorders, including a current major depressive episode, or neurologic diseases that are not AD [18]. The basis of these exclusion criteria was provided by a clinical assessment of cognitive status, which included the Geriatric Depression Scale (GDS) [19], and an extensive neuropsychological testing battery [18].
The sample included people with SCD who were cognitively unimpaired and stated to have decline in cognitive functioning unrelated to an event or condition explaining the cognitive deficits according to research criteria [10], MCI who met National Institute on Aging – Alzheimer’s Association (NIA-AA) workgroup core criteria for MCI [20], AD dementia who met the NIA-AA probable AD dementia criteria [21], and cognitively normal controls who never reported SCD and had no history of neurological or psychiatric disease or any sign of cognitive decline.
Written informed consent was provided by all participants, or their representatives. The study was approved by local ethics committees at each of the participating centers, and has been conducted in accord with the Helsinki Declaration of 1975.
Imaging data acquisition
Imaging data at the nine different DZNE sites were obtained using Siemens 3.0 Tesla MRI scanners (three Verio, three TimTrio, one Prisma, two Skyra) using the same acquisition parameters and instructions. An axial diffusion sequence was measured based on a single shot echo planar imaging sequence (acquisition time: 14 min 45 s, field of view: 240x240 mm, isotropic voxel size: 2 mm, repetition time: 12100 ms, echo time: 88 ms, flip angle: 90°, number of gradients: 60, b-values: 700 s/mm2 and 1000 s/mm2, number of slices: 72, parallel imaging acceleration factor: 2). High-resolution T1-weighted anatomical images were obtained using a sagittal magnetization-prepared rapid gradient echo (MPRAGE) sequence (acquisition time: 5 min 8 s, field of view: 256×256 mm, isotropic voxel size: 1 mm, echo time: 4.37 ms, flip angle: 7°, repetition time: 2500 ms, number of slices: 192, parallel imaging acceleration factor: 2). To ensure high image quality, all scans had to pass a semi-automated check for SOP conformity and scan quality during data collection so that protocol deviations were reported to the study sites promptly, in order to allow the sites to adjust their acquisition. Additionally, all scans were visually inspected and controlled for 1) proper alignment of the field-of-view to cover the whole brain, 2) screened for severe imaging artifacts (e.g., aliasing/ghosting, strong noise/motion or susceptibility artifacts from metallic dental fillings), and 3) checked for incidental findings such as old strokes or meningiomas.
Biomaterial sampling
Biomaterial sampling included CSF in those participants, who consented. Trained study assistants performed the collection, processing and storage of the samples up to the shipment to the central biorepository of the DZNE according to SOP. After the centrifugation CSF was aliquoted and stored at –80°C.
Image processing
Due to varying degrees of atrophy between participants, accurately registering white matter (WM) into a standard space is problematic for whole-brain deformation approaches [22], especially when considering smaller anatomical structures such as the fornix [23, 24]. In addition, in a previous clinical and physical phantom study, tract-based statistics (TBSS) was found less prone to scanner effects than voxel-based analysis [8]. Therefore, we used TBSS [25] in FSL 5.0.9 for DTI data analysis. First, diffusion scans were corrected for distortions using a gradient-echo field map and the T1-weighted scans by applying fsl_prepare_fieldmap and epi_reg commands. After head motion and eddy current correction [26] using eddy_correct with spline interpolation, surrounding skull matter was removed from the non-diffusion-weighted images using FSL’s brain extraction tool (bet2) [27] and diffusion tensor models were fitted using FSL’s dtifit command to derive voxel-wise FA, MD, and mode of anisotropy values. The next steps involved aligning all subjects’ FA images in a voxelwise nonlinear registration to MNI152 reference space, and creating a mean FA average from these transformed FA images. We then created a custom mean FA skeleton, which was thresholded at 0.2 in order to exclude more peripheral tracts with lower inter-subject correspondence. The individual participants’ FA maps were then projected onto the skeleton by assigning the maximum FA value in perpendicular tract direction to the skeleton voxel at each point of the skeleton. This projection information was subsequently applied to mode of anisotropy and MD maps as well.
For comparison, we used classification accuracy based on hippocampus volume, an established biomarker of AD [28]. For hippocampus volumetry, we used the harmonized hippocampus segmentation protocol, an internationally driven effort under the auspices of the Alzheimer’s Association [29]. Further details can be found on the project’s website (http://www.hippocampal-protocol.net/SOPs/index.php). More recently, the manual hippocampus labels were integrated into an automated volumetry pipeline to ease processing of larger numbers of cases [30]. A high correspondence between manual and automated segmented hippocampi based on the harmonized protocol was shown in 135 MRI scans that were measured using both manual segmentation and automated segmentation. Following this automated processing pipeline, the T1-weighed MPRAGE images were normalized to the MNI reference template from CAT12 using SPM12 new segment and the Diffeomorphic Anatomical Registration Through Exponentiated Lie algebra (DARTEL) algorithm [31]. Subsequently, hippocampus volume was automatically computed from all voxels within the harmonized hippocampus mask regions of the normalized and modulated grey matter maps [30]. The raw volume estimates were proportionally scaled to total intracranial volume to adjust for head size.
CSF AD biomarker assessment
CSF Aβ42 and Aβ40 levels were determined using commercially available kits according to vendor specifications (V-PLEX Aβ Peptide Panel 1 (6E10) Kit). Cut-offs for normal and abnormal concentrations of Aβ42 (<496 pg/ml), and of the ratio Aβ42/Aβ40 (<0.09) were derived from the literature, which applied the respective assays [32]. Correspondingly, cases below the cut-off of 0.09 for the ratio Aβ42/Aβ40 were designated amyloid positive, cases above this cutoff as amyloid negative.
Data analysis
Demographic data
Participants’ demographic information was analyzed using appropriate tests as needed: gender distribution was assessed using χ2-test, while differences in age, years of education, and MMSE scores were assessed with ANOVA models.
Voxelwise TBSS analysis
Voxelwise cross-subject comparisons were performed with the control group as reference; i.e., controls versus SCD, controls versus MCI, and controls versus AD. The models included age, sex, and scanner as covariates. For the main results, we applied a significance threshold of p < 0.05, familywise error (FWE) corrected, and for statistical trends p < 0.01 uncorrected for multiple comparisons. Statistical differences were estimated by a permutation test approach with 5000 random permutations defining a null distribution of regression parameters.
We used variance component analysis to assess the vulnerability of tract-based DTI parameters to multicenter effects. For this, we extracted the subject level TBSS clusters using the FSL function “fslmeants” averaging the values of all significant voxels for the group comparisons of SCD cases versus controls and of MCI cases versus controls, respectively. This resulted in a scalar value for each individual for each comparison and each DTI parameter. We determined a random effects model in R using library “lmer” with the averaged cluster values as dependent variable and scanner as random effects variable. We then extracted the amount of variance attributable to the random effect of scanner divided by the total amount of variance, providing an estimate of the variance component for scanner for a given comparison and DTI parameter.
Elastic net regression
We calculated group discrimination using a penalized logistic regression model with an elastic net penalty, using the R package glmnet (available at http://cran.r-project.org/web/packages/glmnet/index.html). In an elastic net regression, two penalty terms are added as an extension of the residual sum of squares minimization of traditional linear regression models to account for high collinearity of regression features [33]. A detailed description of this method as applied to multicenter imaging data can be found in [34]. Mean values were extracted from the normalized and skeletonized FA, mode of anisotropy and MD maps using the JHU-ICBM DTI atlas containing labels for 48 major white matter tracts [35]. The vectors of all three DTI indices were concatenated and entered as predictors in the logistic regression models. To assess diagnostic accuracy, we followed a stringent cross-validation procedure based on 100 times repeated 2/3 by 1/3 cross-validation. Estimations of the area under the receiver-operating-characteristics curve (AUC) were made for each of the iterations from the test sample. Due to currently missing extended inference techniques for elastic-net models, beta coefficients estimates based on the whole sample as well as selection rates for each beta based on cross validation iterations, are reported.
Models were calculated with clinical diagnosis as dependent variable as well as with the discrimination of Aβ42/Aβ40-ratio positive controls/SCD/MCI cases versus Aβ42/Aβ40-ratio negative controls where CSF data were available.
Calculating AUCs for classifying patient groups using hippocampal volumetry used cross-validated unpenalized logistic regression due to lack of collinear covariates.
All model calculations were repeated after adding age, sex, and scanner to assess sensitivity of outcomes to these parameters.
RESULTS
Demographic data
Of the 280 included participants, 93 were classified as healthy controls, 9 as cognitively normal first degree relatives of people with AD dementia, 98 as SCD, 45 as MCI, and 35 as AD dementia (see Table 1 for additional participant information). Due to the small number of cases the group of people with first degree relatives with AD dementia was left out from the subsequent analyses.
Table 1
Participants’ demographic characteristics
| N=271 | AD | MCI | SCD | Controls |
| No. cases (women)a | 35 (19) | 45 (14) | 98 (47) | 93 (55) |
| Age (SD) [y]b | 73.5 (6.8) | 72.3 (5.7) | 71.3 (5.9) | 68.5 (5.1) |
| Education (SD)c [y] | 13.4 (3.1) | 14.4 (3.1) | 14.6 (3.1) | 15.1 (2.6) |
| MMSE (SD)d | 23.1 (3.1) | 28.0 (1.6) | 29.3 (0.9) | 29.5 (0.8) |
asignificantly different between groups, χ2 = 9.95, 3 df, p = 0.02; bsignificantly different between groups, F(3, 267)=8.7, p < 0.001; csignificantly different between groups, F(3, 267)=2.7, p < 0.05; dsignificantly different between groups, F(3, 267)=184.3, p < 0.001.
The remaining groups differed in respect to gender distribution, age, and years of education (see Table 1 for details on demographic characteristics). As expected and required by diagnostic criteria, SCD and controls did not differ in MMSE scores (t = 1.57, 189 df, p = 0.12), while MCI and AD cases showed significantly lower MMSE scores compared with controls (t = 7.5, 136 df, p < 0.001, and t = 18.4, 126 df, p < 0.001, respectively).
CSF was available in 36 controls with 25 having a normal Aβ42/Aβ40-ratio, in 43 SCD cases with 17 having an abnormal Aβ42/Aβ40-ratio, and in 31 MCI cases with 20 having an abnormal Aβ42/Aβ40-ratio.
Voxelwise TBSS analysis
All models were controlled for age, sex, and scanner as covariates. For SCD versus controls, we did not find significant group differences in FA, MD, nor mode of anisotropy at p < 0.05 FWE-corrected. Only at an uncorrected p < 0.01 we found reduced mode of anisotropy in SCD compared with controls in left predominant fornix, fusiform gyrus and superior temporal gyrus white matter, and anterior thalamic radiation (Fig. 1).
Fig.1
Differences of mode of anisotropy in SCD cases compared with controls. Projection of the differences of mode of anisotropy values between SCD cases and controls (mode of anisotropy smaller in SCD than in controls) in red to yellow color on the group specific averaged TBSS fiber tract skeleton (green color) in MNI standard space. Effects are thresholded at p < 0.01, uncorrected for multiple comparisons
For MCI versus controls, we found widespread reductions of FA and increases of MD across limbic and association white matter fiber tracts at p < 0.05 FWE-corrected (Fig. 2). Reductions in the mode of anisotropy were most focused on the corpus callosum and cingulate gyrus, but also involving external and internal capsule and uncinate fasciculus.
Fig.2
Differences of FA in in MCI cases compared with controls. Projection of the differences of FA values between MCI cases and controls (FA smaller in MCI than in controls) in red to yellow color on the group specific averaged TBSS fiber tract skeleton (green color) in MNI standard space. Effects are thresholded at p < 0.05, FWE corrected for multiple comparisons
For AD versus controls, reductions of FA and increases of MD were similarly widespread as for MCI cases at p < 0.05, FWE-corrected. Similar to MCI cases, reductions in the mode of anisotropy were focused on the corpus callosum and cingulate gyrus, and also involved external and internal capsule and uncinate fasciculus.
In a complementary analysis, we studied tract-based changes of axial and radial diffusivity. We found widespread increase of radial and axial diffusivity in AD and MCI, but not in SCD, compared with controls at p < 0.05, FWE-corrected, with a large spatial overlap with the FA decreases (data not shown).
The variance component for scanner was 9.6% for the mode of anisotropy in the combined clusters discriminating SCD cases and controls. For comparison, the variance component for hippocampus volume in the subsample of SCD and control participants was 1.3%. For the MCI versus controls comparison, the variance component for scanner for the pooled FA clusters was 20.7%, for the MD cluster 29.2%, and for the mode of anisotropy cluster 11.5%; for the hippocampus it was below 1%.
Assessment of diagnostic accuracy
The variance inflation factor (VIF) for each predictor was calculated as the corresponding diagonal element of the inverse of the cross-correlation matrix [36]. The mean VIF was 44.0 across all DTI parameters and diagnoses. This suggested a high level of collinearity and motivated the use of elastic net logistic regression to account for it.
Mean area under the curve (AUC) with the 95% confidence intervals for the cross-validated elastic net regression of each group compared to classification via hippocampal volumetry are shown in Figure 3. For the comparison of SCD cases with controls, DTI parameters were numerically superior to hippocampus volume with 69% versus 62% AUC. However, for the comparison of Aβ42/Aβ40-ratio positive SCD cases (i.e., preclinical AD) versus Aβ42/Aβ40-ratio negative controls, diagnostic accuracy reached only 55% AUC for the DTI parameters and 60% AUC for hippocampus volume, respectively. For MCI cases versus controls and for Aβ42/Aβ40-ratio positive MCI cases (i.e., prodromal AD) versus Aβ42/Aβ40-ratio negative controls, diagnostic accuracy for DTI parameters was 78% for both comparisons, and 77% and 83% for hippocampus volume, respectively. These numbers were almost unchanged when adding age, sex, and scanner to the classification models.
Fig.3
Group discrimination based on multimodal DTI parameters and hippocampus volume. Cross-validated (100 iterations) areas under the ROC curves (AUC) with 95% confidence intervals for the group classification of participants of SCD, MCI, and AD versus controls in addition to MCI/SCD amyloid-β positive versus amyloid-β negative controls, based on multimodal tract-based DTI parameters (DTI) and hippocampal volume (Hipvol), respectively.
Table 2 lists important diffusivity measures of specific tract locations that were selected at least in 90% of the bootstrapped models for classifying SCD, SCD-Aβ42/40-ratio-positive, MCI, and MCI Aβ42/40-ratio-positive participants.
Table 2
Most frequently selected features for diagnostic group discrimination
| SCD versus controls | ||||
| β coefficient | Frequency (%) | Diffusivity measure and region | Mean tract diffusivity value | |
| Patient | Controls | |||
| –0.372 | 100 | MO retrolenticular part of internal capsule | 0.225 | 0.233 |
| –0.302 | 96 | MO posterior thalamic radiation L | 0.217 | 0.227 |
| –0.260 | 93 | MO posterior limb of internal capsule R | 0.172 | 0.176 |
| –0.237 | 91 | MO fornix/stria terminalis R | 0.113 | 0.124 |
| –0.239 | 91 | MO uncinate fasciculus L | 0.114 | 0.120 |
| Aβ42/40-ratio positive SCD versus Aβ42 negative controls | ||||
| –1 | ||||
| MCI versus controls | ||||
| –0.023 | 100 | MO medial lemniscus R | 0.207 | 0.219 |
| Aβ42/40-ratio positive MCI versus Aβ42 negative controls | ||||
| –2 | ||||
1Highest selection frequency was 71%; 2highest selection frequency was 88%.
In an additional analysis, the diagnostic accuracy of DTI parameters comparing 11 Aβ42/40-ratio-positive controls plus 17 Aβ42/40-ratio-positive SCD cases, representing a preclinical AD group, versus 25 Aβ42/40-ratio-negative controls plus 26 Aβ42/40-ratio-negative SCD cases, reached a cross-validated AUC of 50%, i.e., random level accuracy.
DISCUSSION
Here, we studied diffusion changes as surrogate markers of microstructural lesions in cerebral white matter in clinically defined at risk stages of AD, including SCD and MCI cases, as well as in preclinical and prodromal AD cases, represented by CSF amyloid positive cognitively normal people and SCD cases. To assess the potential usefulness of these markers for future diagnostic applications we used a prospective multicenter data set within a cross-validation framework to assess the diagnostic accuracy of diffusion markers in the presence of multicenter variability.
In agreement with previous studies, we found reductions of FA and mode of anisotropy and increases of MD, both in MCI cases in general as well as in Aβ-positive MCI cases compared with controls in widespread white matter fiber tracts including projections from hippocampus, as well as association fiber tracts but also parts of the internal capsule, projecting into brain stem white matter. This regional pattern was very similar to previous reports from monocenter studies [4, 5, 37–40] and the pattern of diffusion changes found in the AD dementia group of the current cohort. In conclusion, these findings suggest widespread white matter microstructural degeneration already in prodromal stages of AD. The reductions of FA in MCI and AD cases spatially widely overlapped with increases of radial and axial diffusivity, in agreement with an earlier report in AD and MCI cases from the ADNI cohort [41]. Consistent with a recent review [42], this would indicate widespread damage including impaired axonal integrity, edema and myelin damage as cause of reduced anisotropy.
Cross-validated diagnostic accuracy of DTI parameters for the distinction of MCI and MCI Aβ-positive cases from controls reached almost 80%, but was not superior to hippocampus volume, the best-established structural imaging marker of AD to date. This agrees with the level of accuracy found in previous monocenter studies [4, 5], including studies using tract-based statistics [43]. Interestingly, the elastic net algorithm selected only few fiber tracts with very high frequency (>90%), another set of association fiber tracts had between 50% to 80% selection frequency. This is consistent with the widespread alterations of white matter fiber tracts, suggesting comparable diagnostic value of a wide range of tracts. The mode of anisotropy is a scalar diffusion marker that describes an important aspect of the shape of the diffusion tensor. It ranges between –1 and 1 as the shape of the diffusion tensor ranges from planar anisotropy (in areas with crossing fiber populations or adjacent orthogonal fiber orientations) through orthotropy to linear anisotropy (in areas with one predominant fiber direction) [44]. In a study using joint independent component analysis, the mode of anisotropy was decreased in MCI subjects compared to controls mainly in anterior and posterior corpus callosum and in superior and inferior longitudinal fasciculus [45]. Consistently, in the current analysis we found reductions of the mode of anisotropy in MCI in corpus callosum and cingulate gyrus, but also involving external and internal capsule and uncinate fasciculus. Thus, the mode of anisotropy reductions involved mainly regions with directed fiber tracts such as corpus callosum or cingulate bundle, indicating a loss of these directed fibers, resulting in a more orthotropic or planar shape of the diffusion tensor.
SCD cases exhibited no significant fiber tract alterations at family wise error corrected p-values. Only at a liberal uncorrected level of significance of p < 0.01, we found reductions in the mode of anisotropy in restricted white matter regions, including left predominant medial temporal lobe projections. This agrees with previous monocenters studies, where diffusion parameter changes were found in some [13, 16, 46–48], but not all studies [49, 50], and one of the positive studies did not apply a correction for multiple comparisons [13]. In addition, none of these previous studies included amyloid markers to assess preclinical AD status of the SCD cases. The inconsistency of results across studies may reflect an only low to moderate effect size of diffusion parameter changes in SCD cases. Mode of anisotropy changes in SCD cases compared with controls have not been reported before, rendering a comparison of our findings with previous results unfeasible. The only previous study on mode of anisotropy changes in SCD used the SCD group as reference group for comparison with AD and MCI [15].
The likelihood of false positive findings was high in the analysis that was uncorrected for multiple comparisons. Still, it is interesting to discuss why the mode of anisotropy, indicating a change in the diffusion tensor toward a more sphere like shape, may be the earliest diffusion marker affected in SCD in our analysis. One possible reason may be that among the three diffusion markers studied, the mode of anisotropy was least affected by multicenter effects, with a variance component of about 10% attributable to scanner, as compared with 20% for FA and almost 30% for MD. In addition, one could speculate that the reduction of the mode of anisotropy indicates a selective loss of highly directional fiber tracts within particularly vulnerable regions, such as fornix and temporal lobe white matter, but this needs to be confirmed in subsequent studies.
Diagnostic accuracy for the discrimination of SCD cases from healthy controls was only moderate to low with 69%, and mainly driven by reductions of mode of anisotropy in the uncinate fascicle, fornix and retrolenticular part of internal capsule, but substantially higher than for hippocampus volume with 62%. This compares with an AUC of 78% for the discrimination between 20 SCD cases and 22 controls in a previous study that did, however, not use cross-validation and therefore strongly overestimated the level of accuracy [16].
When comparing Aβ-positive SCD cases, representing a preclinical stage of AD, with Aβ-negative controls, DTI parameters only reached random level guessing accuracy. The same was true for the comparison of the Aβ-positive and Aβ-negative controls and the combined analysis of Aβ-positive SCD and controls versus the Aβ-negative SCD cases and controls. The latter analysis included 28 amyloid positive and 51 amyloid negative cases; this substantial number of cases suggests that the lack of an effect is not just a false negative outcome. In conclusion, the white matter alterations in the SCD cases (found at an uncorrected level of significance) may be related to the clinical phenotype rather than the underlying amyloid pathology. SCD is an unspecific syndrome related to “numerous conditions such as normal aging, personality traits, psychiatric conditions, neurologic and medical disorders, substance use, and medication. It may also be affected by the individual cultural background.” ([10], pages 845/646). Thus, the white matter alterations in the SCD phenotype cases may reflect a trait from a broad range of conditions which are independent from the state of Aβ pathology. Consistently, not all cases with SCD progress to MCI [11] and not all MCI cases have transited through a state of SCD [51]. This would suggest that similar to white matter changes preceding the first episode of major depression [52], the white matter alterations in SCD cases may reflect a functional (and in some cases reversible) clinical syndrome, rather than the effect from neuropathological lesions. The DELCODE protocol excludes current or past episodes of major depression as well as significant cerebrovascular disease. However, subsyndromal depressive symptoms or subclinical personality traits, such as increased anxiety, that may be related to subtle white matter alterations were not excluded.
There are several limitations associated with this study. First, the number of cases with available CSF was smaller than one would have wished for. Still, to our knowledge, this is the first DTI study featuring a substantial number of SCD cases stratified according to their amyloid status. Secondly, multicenter variability affects the accuracy of diffusion markers. This was even true for the prospectively harmonized DTI data acquisition and the use of tract bases spatial statistic (that was found less sensitive to multicenter effects than voxel-based analysis in a clinical phantom study [8]). Multicenter acquisition, however, is required if one wants to test the useful of DTI measures for the application in future (multicenter) clinical trials or routine care. The variance component analysis revealed that between 9% and 29% of variance was attributable to scanner for the DTI parameters. This compares favorably with previous analysis on multicenter DTI parameters from retrospectively pooled data with more than 40% of variance attributable to scanner for FA and MD parameters in a voxel-based analysis [53]. But even mode of anisotropy that was the least affected by scanner effects among the diffusion parameters was still much more affected than hippocampus volume. Other shortcomings are the different age and sex distribution across the diagnostic groups. However, including these variables together with scanner did not affect the outcome of the diagnostic models in sensitivity analyses.
In conclusion, we found significant differences in widespread white matter tracts in MCI and AD cases compared with controls, including Aβ positive MCI cases, representing prodromal AD. In contrast, white matter alterations were detectable only at an uncorrected level of significance and spatially restricted in the SCD cases and were entirely absent in Aβ positive compared with Aβ negative SCD and control cases, suggesting an effect of clinical phenotype of SCD rather than of preclinical Aβ pathology on white matter tract integrity in this cohort. In the near future, we will have access to the longitudinal data of the DELCODE cohort allowing assessment of the predictive accuracy of DTI parameters for cognitive decline within the AD spectrum.
DISCLOSURE STATEMENT
Authors’ disclosures available online (https://www.j-alz.com/manuscript-disclosures/19-0446r1).
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